Overview:
Throughout the course, you will be working on a Wealth Management Analyst Project due Thursday of Unit 8.
For this project, imagine you are a new hire at a wealth management firm and tasked with determining the location of a brick-and-mortar office within Connecticut. As the analyst, you must suggest what type of financial products the office should offer and suggest an office location. Please use the data set attached in the Unit to complete this assignment.
Your analysis must include:
1. Determine where accredited investors are located.
2. Analyze the structure of the investor household.
3. Analyze the retirement income mix of the investor.
4. Suggestion of an office location (zip code not county).
5. Suggestion of wealth management offerings.
Case Problem- Investment Banking:
• Play the role of Wealth Management Analyst and construct a regression model of Connecticut counties (through zip code) that are likely to have accredited investors.
Project Assumptions:
• Accredited investor sample statistics are the same as zip code
(population) statistics for family structure and retirement income.
• All… INCOME and BENEFITS…” columns are individual income.
Instructions:
In Unit 8, you will submit your 7-page Wealth Management Analyst Project using the information you gathered in Units 4 and 6.
Your 7-page paper should include the following components:
1. Determine where accredited investors are located.
2. Analyze the structure of the investor household.
3. Analyze the retirement income mix of the investor.
4. Suggestion of an office location (zip code not county).
5. Suggestion of wealth management offerings.
Requirements:
• At least 7 pages in length, 8 pages max, not including data spreadsheet.
• APA formatting and clear and professional writing.
• At least three professional references are required.
• Any data figures must be cited within the report.
• Submission must include the refined data spreadsheet that you are using for this analysis.
Be sure to read the criteria below by which your work will be evaluated before you write and again after you write.
Evaluation Rubric for Unit 8 Assignment
CRITERIA Deficient Needs Improvement Proficient Exemplary
0-5 Points 6-7 Points 8 Points 10 Points
Effectively
Interprets and Synthesizes the Data Does not determine the significance or relevance of information/dat a needed for the task. Minimally determines the significance or relevance of information/dat a needed for the task. Partially determined the significance or relevance of information/dat a needed for the task. Completely determined the significance or relevance of information/dat a for the task.
CRITERIA Deficient Needs Improvement Proficient Exemplary
Analysis of Investors Does not analyze investor household and retirement income mix. Minimally analyzes investor household and retirement income mix
with little to no detail. Partially analyzes investor household and retirement income mix with some detail. Completely analyzes investor household and retirement income mix in full detail.
Includes determination of where accredited investors are located Does not include the location of accredited investors. N/A N/A Includes the location of accredited investors.
Suggestion of an office location (zip
code)
Suggestion of an office location is not included (zip code).
N/A N/A Suggestion of an office location is included (zip code).
Suggestion of wealth management
offerings
Suggestion of wealth
management
offerings is not included.
Suggestion of wealth management
offerings is
somewhat included and missing key details. Suggestion of wealth management
offerings is mostly included with some key details.
Suggestion of wealth management
offerings are included in thorough detail.
0-8 Points 9-11 Points 12-13 Points 15 Points
Page Length Less than 7 pages, more than 8 pages N/A N/A At least 7 pages.
References 0 references included. 1 reference included. 2 references included. At least 3 references included.
Data
Spreadsheet
Submitted Data
Spreadsheet
Not Submitted. N/A N/A Data Spreadsheet Submitted.
0 – 2 points 3 points 4 points 5 points
Clear and
Professional
Writing and
APA Format Errors impede professional presentation; guidelines not followed. Significant erro
rs that do not impede professional presentation. Few errors that do not impede professional presentation. Writing and format are clear, professional,
CRITERIA Deficient Needs Improvement Proficient Exemplary
APA compliant, and error free.